Quadrant delivers expertise guidance to our clientele including broker-dealers, investment advisers, futures commission merchants, private funds and Introducing brokers.

Quadrant provides outsourced support to:


  • Introducing firms
  • Mergers & Acquisition firms
  • Market making firms
  • Public underwriting and private placement firms
  • Proprietary trading firms
  • Rule 15a-6 foreign associated firms
  • Non-FINRA member firms (CBOE, BATS, etc.)

Registered Investment Advisers

  • Managers of individual accounts (SMAs)
  • Mutual fund managers
  • Portfolio allocation managers
  • Private Funds

Futures Commission Merchants

  • Introducing brokers