FINRA’s 2026 Crypto Asset Information Request: What Member Firms Should Know

FINRA Continues Monitoring Crypto Asset Activity

The Financial Industry Regulatory Authority (FINRA) has announced that it will publish its 2026 Crypto Asset Activity Information Request in FINRA Gateway on June 23, 2026.

The request is designed to gather information about member firms’ current and planned crypto asset activities, helping FINRA better understand how firms are participating in the evolving digital asset marketplace.

The initiative reflects FINRA’s continued focus on monitoring emerging technologies, investor protection, and regulatory risks associated with crypto assets.

What Firms Should Expect

The information request will ask firms to provide details regarding:

• Current crypto asset-related activities
• Planned future crypto asset initiatives
• Business involvement in digital asset markets
• Related products, services, or operational activities

FINRA has regularly sought information on crypto asset activities in recent years as part of its broader oversight efforts.

Additional FINRA resources related to digital assets are available through the official crypto assets resource center: FINRA Crypto Assets Resource Center

Important Preparation Steps

On or before June 23, 2026 FINRA recommends that firms review:

• FINRA Gateway entitlement settings
• User access permissions
• Notification settings

This helps ensure that the appropriate personnel can access the request and receive related communications.

Firms involved in digital asset activities may also want to review these responsibilities within their broader FINRA compliance programs.

Why This Matters

Although the request does not introduce new rules or requirements, it provides insight into FINRA’s continued interest in crypto asset activity across the industry.

As regulatory expectations continue to evolve, firms participating in digital asset markets should ensure they maintain:

• Appropriate supervisory controls
• Risk management procedures
• Accurate disclosures
• Ongoing compliance oversight

Many firms incorporate these reviews into broader compliance expertise and supervisory consulting.

Key Takeaways

• FINRA’s 2026 Crypto Asset Activity Information Request will be available on June 23.
• The request seeks information on current and planned crypto asset activities.
• Firms should review FINRA Gateway access and notification settings beforehand.
• The initiative reflects FINRA’s continued focus on crypto asset oversight and investor protection.

Contact Us

Questions about crypto asset compliance or FINRA regulatory expectations?
Contact Quadrant Regulatory Group to discuss digital asset compliance, supervisory controls, and regulatory readiness.