FINRA Membership Application
Quadrant has completed numerous NMA and CMA applications and will address your regulatory requests promptly and efficiently, ensuring a smooth and hassle-free experience for your firm.
Quadrant Compliance Group LLC provides broker-dealer compliance services that support SEC and FINRA rules and regulations.
FINOP & Accounting
Our experienced staff of professionals and accountants can manage full accounting, record keeping, and regulatory matters.
Anti-Money Laundering Compliance Test
Quadrant Audit Group LLC specializes in conducting AML tests that will assist you in detecting and correcting weaknesses and deficiencies in your AML Compliance Program.
Quadrant Regulatory Group LLC specializes in supporting compliance efforts for SEC and state Registered Investment Advisers, private funds, and family offices.