Quadrant provides compliance services in the areas of registration with the SEC, FINRA, MSRB, and NFA. We also provide outsourced FinOp, PFO, and POO services and assist broker-dealers and investment advisers with the implementation of effective compliance programs.
About Us Our team specializes in designing customized programs that address your precise needs, ensuring compliance with applicable rules and regulations.
What sets us apart is our commitment to delivering extraordinary consulting services at competitive rates that accommodate your budget. We understand the importance of customer service, and that’s why we make ourselves available at a moment’s notice.
Whether you’re looking to enhance your current compliance program or starting from scratch, we have the expertise and knowledge to create a custom plan that will yield exceptional results. We believe in the power of effective communication, and our team is dedicated to helping you achieve your goals.