Calvin Robinson is a founding and managing partner at Quadrant Regulatory Group. He is very knowledgeable, bringing over 20 years of securities industry and consulting experience to the firm. Over the past 12 years, he and his team have built an organization that provides exemplary accounting and compliance support services to Broker-Dealers and Registered Investment Advisers. Calvin is involved in all regulatory consulting aspects of Quadrant including managing and responding to regulatory examinations and inquiries, providing ongoing retainer support services, and reviewing financial reports. He is responsible for client and employee engagement.
Calvin is an expert in conducting, managing, and responding to sales practice and financial examinations of Broker-Dealers and Registered Investment Advisers. Prior to Quadrant, Calvin was employed for eight years as a Risk Monitoring Analyst and Principal Examiner with the FINRA District Offices in Atlanta and New York. He has led and collaborated on hundreds of examinations of large investment banks as well as small to mid-sized firms. While at FINRA, he acted as the New York District Office resident expert for private placement transactions, and was responsible for providing national training to Member Regulation staff. He received several excellence in service awards for his examination and regulatory abilities.
Calvin holds a Bachelor of Science in Finance from Oakwood University, Master of Business Administration in Finance from the Frank G. Zarb School of Business of Hofstra University and has completed post-graduate accounting courses at the Zicklin School of Business of Baruch College. He is a Certified Anti-Money Laundering Specialist and Certified Fraud Examiner.